There are options for customers of Centaurus Financial, Inc. broker Royce Running (CRD# 5202198) who suffered investment losses. Running has been registered with Centaurus Financial, Inc. in Irvine, California since 2013.
Running has been the subject of one customer complaint, according to his CRD report:
June 2020. “During the period November 2013 through May 2020, the customer alleges that the Registered Representative recommended unsuitable and illiquid investments.” The case is currently pending. The complaint was regarding real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Running’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.