Erez Law is currently investigating Independent Financial Group, LLC broker Ronald Appler Sr (CRD# 2499039) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in Sykesville, Maryland, since 2017. He was registered with H. Beck, Inc. in Sykesville, Maryland, from 2003 to 2017.
Ronald Appler Sr Customer Complaints
He has been the subject of three customer complaints between 2008 and 2024, two of which were denied, according to his CRD report:
June 2024. “Clients allege that Financial Professional misrepresented investments in BDCs and REITs and that the investments were unsuitable.” The customer is seeking $300,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Independent Financial Group, LLC may be liable for investment or other losses suffered by Ronald Appler Sr’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
