Can I recover losses from investments with former O.N. Equity Sales Company broker Roger Barnett II (CRD# 1209301) regarding real estate investment losses? He has been registered with LPL Financial LLC in Brentwood, Tennessee, since 2020. He was registered with Hornor, Townsend & Kent, LLC in Brentwood, Tennessee, from 2017 to 2020, and The O.N. Equity Sales Company in Nashville, Tennessee, from 1992 to 2017.
Roger Barnett II Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2025. “Customer alleges that investments made in 2016 were unsuitable for the customer’s investment objectives and risk tolerance.” The customer is seeking $125,00 in damages, and the case is currently pending. The complaint was regarding real estate investment trust (REIT), and it took place while he was registered with O.N. Equity Sales Company.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, O.N. Equity Sales Company may be liable for investment or other losses suffered by Roger Barnett II’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis
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