Erez Law is currently investigating former Infinex Investments, Inc. broker Robert Tatum (CRD# 1936605) regarding real estate investment losses. He has been registered with LPL Financial LLC in Mobile, Alabama since 2016. Previously, he was registered with Infinex Investments, Inc. in Gulfport, Missouri from 2013 to 2016.
Robert Tatum Customer Complaints
Robert Tatum has been the subject of one customer complaint, according to his CRD report:
October 2021. “Claimants allege representative made an unsuitable investment in a non-traded REIT. Time period is 01/2015 through 09/2021.” The customer is seeking $100,001 in damages and the case is currently pending. The complaint is regarding real estate securities and took place while he was registered with Infinex Investments, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Infinex Investments, Inc. may be liable for investment or other losses suffered by Robert Tatum’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.