Erez Law is currently investigating TPEG Securities, LLC broker Sanjay Chandra (CRD# 5512809) regarding oil and gas investment losses. He has been registered with TPEG Securities, LLC in Southlake, Texas, since 2008, and Trinity Investors Fund Advisors, LLC in Southlake, … Continue reading
Morgan Stanley broker Joshua Westerman (CRD# 6838471) is accused of selling away. He was registered with Morgan Stanley in Fort Lauderdale, Florida, from 2017 to 2023, when he was terminated regarding, “Advisor terminated following allegations he engaged in off platform, … Continue reading
There are options for clients of Ausdal Financial Partners, Inc. broker Mark MacArthur (CRD# 2411397) who lost money due to investments in private placements. He was registered with Ausdal Financial Partners, Inc. in Valencia, California, from 2006 to 2023. In … Continue reading
Were you the victim of MML Investors Services, LLC broker Martin Mcalpin (CRD# 1607538)? He has been registered with MML Investors Services, LLC in Minneapolis, Minnesota, since 2013. In August 1989, the State of Minnesota Commissioner of Commerce suspended him … Continue reading
Erez Law is currently investigating Ausdal Financial Partners, Inc. broker James Jefferson Simpson (CRD# 2204191) regarding illiquid alternative investments. He has been registered with Ausdal Financial Partners, Inc. in Downers Grove, Illinois, since 2007. James Jefferson Simpson Customer Complaints He … Continue reading
Erez Law is currently investigating TCFG Wealth Management, LLC broker Deetra Tesla (CRD# 2567278) regarding Delaware Statutory Trusts (DSTs). She has been registered with TCFG Wealth Management, LLC in Missouri City, Texas, since 2014. He was registered with Augment Capital, … Continue reading
Were you the victim of MSC – BD, LLC broker Alfred Dinicola Jr. (CRD# 1305518), who is accused of real estate losses? He has been registered with MSC – BD, LLC in Lake Oswego, Oregon, since 2018, and Fiduciary Capital … Continue reading
Can you recover losses due to recommendations by Cambridge Investment Research, Inc. broker Mark Herding (CRD# 2239357)? He has been registered with Harbour Investments, Inc. in Phoenix, Arizona, since 2018. He was registered with Cambridge Investment Research Advisors, Inc. in … Continue reading
There are options for customers of Creativeone Securities, LLC broker Kirt Carstens (CRD# 2192522), who suffered stock losses. He has been registered with Creativeone Securities, LLC in Arnolds Park, Iowa, since 2011. Kirt Carstens Customer Complaints He has been the … Continue reading
Did you lose money investing with former Arete Wealth Management, LLC broker Robert Binkowski (CRD# 4814174)? He has been registered with Ameriprise Financial Services, LLC in Carlsbad, California, since 2023. He was registered with Axxcess Wealth Management, LLC in Carlsbad, … Continue reading