Variable annuities are not inherently fraudulent products. But an unsuitable variable annuity sold to the wrong person, under the wrong circumstances, with fees and restrictions buried in fine print, is a serious legal problem. Securities attorneys who handle investment fraud … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Diana Leon (CRD# 4857407)? She has been registered with Osaic Wealth, Inc. in Gaithersburg, Maryland, since 2024. He was registered with Woodbury Financial Services, Inc. in Gaithersburg, Maryland, from 2018 to … Continue reading
There are options for clients who lost money investing in former Equity Services, Inc. broker Andrew Gentiluomo (CRD# 4975462). He was registered with Vanderbilt Securities, LLC in Roanoke, Virginia, from 2025 to 2026, and Equity Services, Inc. in Roanoke, Virginia, … Continue reading
There are options for clients of LPL Financial LLC broker Nicholas Photiadis (CRD# 2978120), who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2011. Nicholas Photiadis Customer Complaints He … Continue reading
Were you the victim of Cabot Lodge Securities LLC broker Stephen Meskan (CRD# 2001506)? He has been registered with Cabot Lodge Securities LLC in Chicago, Illinois, since 2019, and Cl Wealth Management LLC in Chicago, Illinois, since 2019. He was … Continue reading
Were you the victim of Portsmouth Financial Services broker Mark D’Ercole (CRD# 820220)? He has been registered with Portsmouth Financial Services in San Francisco, California, from 2003 to 2022. Mark D’Ercole Customer Complaints He has been the subject of two … Continue reading
There are options for clients of United Planners’ Financial Services Of America A Limited Partner broker Donald Vieth (CRD# 5100754). He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Quincy Wells … Continue reading
Did you lose money investing with former Oppenheimer & Co. Inc. broker Richard Anthony (CRD# 1811812)? He was registered with Oppenheimer & Co. Inc. in New York, New York, from 2024 to 2026, Oppenheimer & Co. Inc. in New York, … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gustavo Marcondes (CRD# 7696207) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2023 to 2024. Gustavo Marcondes … Continue reading
Can you recover investment losses due to recommendations by Advisory Services Network broker Jeffrey Stock Jr. (CRD# 4821471)? He has been registered with Kovack Securities Inc. in Camden, South Carolina, since 2014, and Advisory Services Network in Columbia, South Carolina, … Continue reading