Can I recover losses from investments with LPL Financial LLC broker Richard Simonitis Jr. (CRD# 2263459)? He has been registered with LPL Financial LLC in North Royalton, Ohio, since 2007.
Richard Simonitis Jr. Customer Complaints
He has been the subject of two customer complaints between 2014 and 2025, one of which was denied, according to his CRD report:
February 2025. “Customer alleges advisor forged signature on account form.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Richard Simonitis Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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