Did you lose money investing with former Concourse Financial Group Securities, Inc. broker Richard Holmes (CRD# 2202727)? He was registered with Concourse Financial Group Securities, Inc. in Birmingham, Alabama, from 2011 to 2023.
Richard Holmes Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2021. “Claimant seeks compensatory damages under MetLife DI policy alleging that his addiction to alcohol is a disability under which the policy should pay claims. Allegation of breach of contract and misrepresentation by agent. Policy was purchased April 1, 2002. Claim originally made in 2018.” The customer is seeking $512,000 in damages, and the case is currently pending. The complaint was regarding insurance losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Concourse Financial Group Securities, Inc. may be liable for investment or other losses suffered by Richard Holmes’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis
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