J.P. Morgan Securities LLC broker Richard Ciraco (CRD# 825969) is accused of unsuitable investment recommendations. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2002.
Richard Ciraco Customer Complaints
He has been the subject of three customer complaints between 1991 and 2025, according to his CRD report. The most recent complaint was regarding:
June 2025. “Customer alleges poor advice and unsuitable recommendation regarding 529 and margin accounts. Activity dates 2015 to January 2025.” The customer is seeking $450,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.P. Morgan Securities LLC may be liable for investment or other losses suffered by Richard Ciraco’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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