Were you the victim of J.W. Cole Financial, Inc. broker Rebecca Gaylor (CRD# 1452113) who is accused of unsuitable investment recommendations leading to energy sector losses? She has been registered with J.W. Cole Advisors, Inc. in Phoenix, Arizona since 2002 and J.W. Cole Financial, Inc. since 2003.
Rebecca Gaylor Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
April 2022. “Customer alleges that the oil and gas limited partnership purchased was not researched and vetted before allowing to be sold by representative therefore contributing to loss of principal invested.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding oil and gas investments and it took place while registered with J.W. Cole Financial, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.W. Cole Financial, Inc. may be liable for investment or other losses suffered by Rebecca Gaylor’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.