Was Portsmouth Financial Services broker Randy Fox (CRD# 2726566) negligent with your investments? He was registered with Gt Securities, Inc. in Los Angeles, California, from 2023 to 2024, Portsmouth Financial Services in Atlanta, Georgia, from 2020 to 2022, Charles Schwab & Co., Inc. in San Francisco, California, from August to November 2018, and Atel Securities Corporation in San Francisco, California, from 2007 to 2018.
Randy Fox Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2024. “Negligent supervision and due diligence, improper conduct, breach of fiduciary duty. Approval of unsuitable, illiquid investment.” The customer is seeking $120,000 in damages, and the case is currently pending. The complaint took place while he was registered with Portsmouth Financial Services.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Portsmouth Financial Services may be liable for investment or other losses suffered by Randy Fox’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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