Were you the victim of LPL Financial LLC broker Peter Cox (CRD# 4501828)? He has been registered with LPL Financial LLC in Mesquite, Nevada, since 2018. He was registered with MML Investors Services, LLC in Las Vegas, Nevada, from 2017 to 2018.
Peter Cox Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2024. “Customer alleges unauthorized trades.” The case is currently pending. The complaints as regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Peter Cox’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
