There are options for clients who lost money investing with Cetera Investment Services LLC broker Peter Chow (CRD# 6125403). He has been registered with Cetera Investment Services LLC in Arcadia, California, since 2024. He was registered with Citigroup Global Markets Inc. in Monterey Park, California, from 2023 to 2024, Citigroup Global Markets Inc. in Monterey Park, California, from 2023 to 2024, Cetera Investment Advisers LLC in Monterey Park, California, from 2018 to 2023, Cetera Investment Services LLC in Monterey Park, California, from 2018 to 2023, U.S. Bancorp Investments, Inc. in Santa Fe Springs, California, from 2017 to 2018, U.S. Bancorp Investments, Inc. in Santa Fe Springs, California, from 2017 to 2018, and Edward Jones in San Marino, California, from 2015 to 2017.
Peter Chow Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2025. “Claimant alleges unsuitable investment recommendations.” The case was settled for $117,000. The complaint was regarding structured product losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Investment Services LLC may be liable for investment or other losses suffered by Peter Chow’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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