Erez Law is currently investigating former Raymond James & Associates, Inc. broker Ruben Frezzotti (CRD# 4439983) who is accused of real estate investment losses. He was registered with Raymond James & Associates, Inc. in Coral Gables, Florida, from 2013 to … Continue reading
Can you recover losses due to recommendations by former Berthel, Fisher & Company Financial Services, Inc. broker Christopher Ordway (CRD# 4505062)? He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Phoenix, Arizona, from 2013 to 2018. … Continue reading
Former Wells Fargo Advisors Financial Network, LLC broker Michael Gibson (CRD# 4423740) is accused of unsuitable investment recommendations. He has been registered with Fidelity Brokerage Services LLC in Thousand Oaks, California, since 2017. He was registered with Strategic Advisers LLC … Continue reading
Erez Law is currently investigating Morgan Stanley broker Maury Lomax (CRD# 4389255) regarding stock losses. He has been registered with Morgan Stanley in Mobile, Alabama, since 2009. Maury Lomax Customer Complaints He has been the subject of two customer complaints … Continue reading
Cape Securities Inc. broker Danny Strain (CRD# 437903) is accused of misrepresentation. He has been registered with Cape Securities Inc. in Columbus, Georgia, since 2008. Danny Strain Customer Complaints He has been the subject of three customer complaints between 2022 … Continue reading
Former David Lerner Associates, Inc. broker Craig Nomberg (CRD# 4293515) is accused of mutual fund losses. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2019. He was registered with David Lerner Associates, Inc. … Continue reading
Were you the victim of Securities America, Inc. broker Alan Hofstein (CRD# 4417550)? He has been registered with Securities America, Inc. in Colorado Springs, Colorado, from 2009 to 2020. Alan Hofstein Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ronald Kummerer Jr. (CRD# 4344687), who is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Exton, Pennsylvania, … Continue reading
Can I recover losses due to recommendations by former Newbridge Securities Corporation broker Joseph Smith Jr. (CRD# 428137)? He was registered with Kingswood Capital Partners, LLC in San Diego, California, from 2023 to 2024, Newbridge Securities Corporation in Boca Raton, … Continue reading
Can I recover losses due to recommendations by former The Lincoln National Life Insurance Company broker John Bussa (CRD# 4418922)? He has been registered with Osaic Fa, Inc. in Southfield, Michigan, since 2001. He was registered with The Lincoln National … Continue reading