Were you the victim of Morgan Stanley broker Kenper Miller (CRD# 840784)? He has been registered with Morgan Stanley in Rochester, New York, since 2009. Kenper Miller Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Steven Mayer (CRD# 4138239) regarding investment losses. He has been registered with LPL Financial LLC in Alpharetta, Georgia, since 2010, and MPWM Advisory Solutions LLC in Alpharetta, Georgia, since 2019. Steven … Continue reading
Were you the victim of Transamerica Financial Advisors, LLC broker Abtin Bashirazami (CRD# 7526170)? He has been registered with Transamerica Financial Advisors, LLC in Columbus, Ohio, since 2022. Abtin Bashirazami Customer Complaints He has been the subject of one customer … Continue reading
Can you recover investment losses due to recommendations by former Stifel, Nicolaus & Company, Incorporated broker Steven Rodemer (CRD# 830561)? He was registered with Stifel, Nicolaus & Company, Incorporated in Pueblo, Colorado, from 2011 to 2020, when he was terminated … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Nicholas Travascio III (CRD# 2581756) regarding real estate investment losses. He was registered with LPL Financial LLC in Hurst, Texas, from 1999 to 2018. Nicholas Travascio III Customer Complaints He … Continue reading
Equitable Advisors, LLC broker Neal Hayias (CRD# 854703) is accused of real estate investment trust (REIT) losses. He has been registered with Equitable Advisors, LLC in Melville, New York, since 2005. He was a registered representative of Axa Advisors, LLC … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Christopher Tully (CRD# 870889)? He has been registered with Oppenheimer & Co. Inc. in White Plains, New York, since 2009. Christopher Tully Customer Complaints He has been the subject of … Continue reading
There are options for clients of Axiom Capital Management, Inc. broker John Lemak (CRD# 845891) who suffered investment losses. He has been registered with Axiom Capital Management, Inc. in New York, New York, since 2015, and Sandor Advisors, LLC in … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Michael Norton (CRD# 2617985) regarding Energy 11 investment losses. He has been registered with David Lerner Associates, Inc. in Syosset, New York, since 1998. It is alleged that David Lerner … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Stuart Spivak (CRD# 1883651)? He has been registered with Centaurus Financial, Inc. in Scottsdale, Arizona, since 2008. Stuart Spivak Customer Complaints He has been the subject of nine customer complaints between … Continue reading