Charles Schwab & Co., Inc. broker Thomas Williams (CRD# 7273101) is accused of options losses. He has been registered with Charles Schwab & Co., Inc. in Westlake, Texas, since 2023. He was registered with TD Ameritrade, Inc. in St. Louis, … Continue reading
LPL Financial LLC broker William Westcott (CRD# 1007101) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Tucson, Arizona, since 2003. William Westcott Customer Complaints He has been the subject of one customer complaint, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Jason Klein (CRD# 2038304) regarding real estate investment trusts (REITs). He has been registered with UBS Financial Services Inc. in Buffalo, New York, since 2007. Jason Klein Customer Complaints He … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Patrick Hobert (CRD# 805680), who is accused of unsuitable investment recommendations? He has been registered with Centaurus Financial, Inc. in Newport Beach, California, since 2007. Patrick Hobert Customer Complaints He has … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker W Joseph Jones (CRD# 867147) regarding real estate investment losses. He has been registered with Cambridge Investment Research, Inc. in Anderson, South Carolina, since 2018. He was registered with Advantage … Continue reading
There are options for clients of A.G.P. / Alliance Global Partners broker Charles Garrido (CRD# 1191231), who suffered investment losses. He has been registered with A.G.P. / Alliance Global Partners in Chicago, Illinois, since 2018. He was registered with McDonald … Continue reading
Broker William Revoir (CRD# 873583) is accused of stock losses. He has been registered as an investment adviser representative with Foundations Investment Advisors, LLC in Bingham Farms, Michigan, since 2023, and in sales with Quest Commonwealth, LLC in Bingham Farms, … Continue reading
Can you recover losses due to recommendations by PFS Investments Inc. broker Brian Keith Nelson (CRD# 5779195)? He has been registered with PFS Investments Inc. in Grand Prairie, Texas, since 2012. Brian Keith Nelson Customer Complaints He has been the … Continue reading
Centaurus Financial, Inc. broker Michael Chauvenet (CRD# 1229930) is accused of real estate investment losses. He has been registered with Centaurus Financial, Inc. in Frisco, Texas, since 2011. Michael Chauvenet Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of former Geneos Wealth Management, Inc. broker Brent Pine (CRD# 1618007)? He was registered with Cetera Advisor Networks LLC in Scottsdale, Arizona, from 2021 to 2024, and Geneos Wealth Management, Inc. in Scottsdale, Arizona, from 2010 … Continue reading