Erez Law is currently investigating Cetera Advisor Networks LLC regarding not providing applicable mutual fund sales-charge waivers for select customers, resulting in eligible customers being overcharged by at least $1,666,404 for mutual fund purchases made since July 1, 2009. Cetera … Continue reading
Erez Law is currently investigating former Meyers Associates, L.P. financial advisor Naveed (Nick) Khan (CRD# 4615944) regarding ForceField Energy stock fraud. Khan was registered with Meyers Associates, L.P. in Staten Island, New York from 2013 to 2016. In May 2017, … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended investments in Chimera Energy Corp., a former Houston, Texas-based company that supplied equipment and components that used in the exploration and production of oil and gas. In August … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Inc. financial advisor David Holz (CRD# 2488092) regarding losses suffered due to investments in Puerto Rico Bonds. Holz has been registered with Stifel, Nicolaus & Company, Inc. in Boca Raton, Florida … Continue reading
Erez Law is currently investigating IMS Securities, Inc. financial advisor Christopher Gammon (CRD# 2354523) regarding losses sustained from advisor negligence. Gammon has been registered with IMS Securities, Inc. in Houston, Texas since 1999. Gammon has been the subject of four … Continue reading
Erez Law is currently investigating former Stifel, Nicolaus & Company, Inc. financial advisor Jon Schmidhammer (CRD# 1548931) regarding negligence, unsuitable management, unauthorized trading and securities violations. Schmidhammer was registered with Stifel, Nicolaus & Company, Inc. in Dublin, Ohio from 2009 … Continue reading
Erez Law is currently investigating New York area financial advisor Rafael Santiago (CRD# 2494647) regarding losses sustained from investments in VGTel stock. Santiago was registered with the following firms in the past few years: Primary Capital, LLC in New York, … Continue reading
Erez Law is currently investigating former New England Securities financial advisor James Kolf (CRD# 1015682) regarding defrauding investors out of $1 million in an investment scheme. Kolf was registered with NYLife Securities LLC in Madison, Wisconsin from May to August … Continue reading
Erez Law is currently investigating former LPL Financial LLC financial advisor Cory Brunell (CRD# 3260340) regarding losses sustained from unsuitable recommendations in inverse exchange traded funds (ETFs). Brunell was registered with LPL Financial LLC in Valley Springs, California from 2007 … Continue reading
Erez Law is currently investigating former WFG Investments, Inc. financial advisor Tim Couch (CRD# 4073942) regarding unsuitable recommendations, misrepresentations and high frequency trading in customer accounts. Couch has been registered with Dempsey Lord Smith, LLC in Dawsonville, Georgia since August … Continue reading