Can you recover losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Adam Chustz (CRD# 4129813)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Paducah, Kentucky, since 2018. He was registered with Edward Jones in … Continue reading
Erez Law is currently investigating Edward Jones broker Tala Meyer (CRD# 5408524) regarding energy sector losses. She has been registered with Edward Jones in Corpus Christi, Texas, from 2007 to 2022. Tala Meyer Customer Complaints She has been the subject … Continue reading
Former Morgan Stanley broker Tiffany Keigley (CRD# 4507001) was barred by FINRA. She was registered with Morgan Stanley in Tulsa, Oklahoma, from 2009 to 2024, when he was terminated regarding, “Allegations regarding the distribution of funds from a client’s account … Continue reading
Were you the victim of former Valmark Securities, Inc. broker Robert Eberhard (CRD# 5294508)? He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2007 to 2023. Robert Eberhard Customer Complaints He has been the subject of one … Continue reading
There are options for clients of Oppenheimer & Co. Inc. broker Clifford Hodgman (CRD# 4305009) who suffered investment losses in stocks. He has been registered with Oppenheimer & Co. Inc. in Kalamazoo, Michigan, since 2009. Clifford Hodgman Customer Complaints He … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker David Kluksdal (CRD# 4850332) regarding negligence. He has been registered with Cetera Wealth Services, LLC in Payette, Idaho, since 2015. He was registered with Cetera Advisor Networks LLC in … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker Nicholas Buttler (CRD# 7080008) regarding unauthorized trades. He has been registered with Spartan Capital Securities, LLC in Garden City, New York, since 2019. Nicholas Buttler Customer Complaints He has been … Continue reading
Erez Law is currently investigating former Raymond James Financial Services, Inc. broker H Roggen (CRD# 721463) regarding unsuitable investment recommendations. He has been registered with Raymond James Financial Services, Inc. in Houston, Texas, from 2010 to 2024. H Roggen Customer … Continue reading
Can I recover losses from investments with former Cetera Advisors LLC broker Sean Mostero (CRD# 6447158)? He was registered with LPL Financial LLC in Torrance, California, from 2023 to 2024, Cetera Advisors LLC in Torrance, California, from 2022 to 2023, … Continue reading
There are options for customers of Wells Fargo Clearing Services, LLC broker Leroy Born (CRD# 4052650), who is accused of municipal and government debt. He was registered with Wells Fargo Clearing Services, LLC in Tustin, California, from 2017 to 2025, … Continue reading