Erez Law is currently investigating Oppenheimer & Co. Inc. broker Zachary Taylor (CRD# 6074776), who faces a customer complaint related to stock losses. He has been registered with Saxony Securities, Inc. and Saxony Capital Management, LLC in Newport Beach, California, … Continue reading
Can I recover losses from investments with former MML Investors Services, LLC broker Kenan Bell (CRD# 5371532) regarding mutual fund losses? He has been registered with MML Investors Services, LLC in Lynchburg, Virginia, from 2019 to 2022, when he was … Continue reading
Were you the victim of variable annuity losses with MML Investors Services, LLC broker Robert Ruff (CRD# 1856977)? He has been registered with MML Investors Services, LLC in Toledo, Ohio, since 1988. Robert Ruff Customer Complaints He has been the … Continue reading
Former SW Financial broker Vincenzo Trimaldi (CRD# 6547276) faces customer complaints related to unsuitable investment recommendations. He has been registered with Vienna Capital Partners LLC in New York, New York, since July 2023. Previously, he was registered with SW Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Guy Presutti (CRD# 1196621), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & … Continue reading
Erez Law is currently investigating Pruco Securities, LLC broker Travis Hudson (CRD# 4825700), who is accused of insurance investment losses. He has been registered with Pruco Securities, LLC in Columbia, South Carolina, since 2004, and with Prudential Financial Planning Services … Continue reading
There are options for clients of Cambridge Investment Research, Inc. broker John Lee (CRD# 2950037), who suffered investment losses due to his recommendations. He has been registered with LPL Financial LLC in Fort Worth, Texas, since 2021. Previously, he was … Continue reading
There are options for clients of former SW Financial and Worden Capital Management LLC broker Peter Girgis (CRD# 4520444), who is accused of unsuitable investment recommendations. He was registered with SW Financial in New York, New York, from 2019 to … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker David Arlein (CRD# 7145), who is accused of GWG Holdings Inc. L Bonds investment losses. He was registered with Cabot Lodge Securities LLC in Boca Ration, Florida, from 2014 … Continue reading
Were you the victim of former Independent Financial Group, LLC broker Lei Shen (Peter Shen) (CRD# 5769894), who is accused of unsuitable investment recommendations? He has been registered with Ni Advisors in Orange, California, since 2020. Previously, he was registered … Continue reading