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Erez Law is investigating Aegis Capital Corp. broker Hector Crespo Jr. (CRD# 3015246) regarding stock losses. He has been registered with Aegis Capital Corp. in Melville, New York, since 2011. Hector Crespo Jr Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Alfonso Rioseco (CRD# 5969776) regarding stock losses. He has been registered with Morgan Stanley in Houston, Texas, since 2019. Previously, he was registered with Actinver Wealth Management, Inc. in Houston, Texas, from … Continue reading
Former Aegis Capital Corp. broker Jack Terzi (CRD# 7008502) is accused of churning and unsuitable investment recommendations and unauthorized trades. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Levittown, New York, since 2022. Previously, he … Continue reading
Erez Law is currently investigating Park Avenue Securities LLC broker Jason Doviak (CRD# 4266648) regarding variable annuity investment fraud. He has been registered with Park Avenue Securities LLC in Red Bank, New Jersey, since 2004. He has been a registered … Continue reading
Did you lose money investing in The Parking REIT (Real Estate Investment Trust), Inc.? Public records indicate that The Parking REIT was an illiquid investment that has caused investors to suffer losses of 50-75% of their investment principal. A speculative … Continue reading
In July 2021, a former client of Ocean Financial Services, LLC filed a FINRA arbitration claim for losses sustained from investments in Northstar Financial Services (Bermuda). The investors were clients of broker Sandro Olivos (CRD# 3228574). The causes of action … Continue reading
Were you the victim of Cape Securities, Inc. broker Samuel Bruce Phillips Jr. (CRD# 2239471) who is accused of unsuitable investment recommendations in Nelson Partners’ Skyloft is a private placement investment in commercial real estate. Samuel Bruce Phillips Jr. Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Pruco Securities, LLC broker Paul Lekousis (CRD# 2545673), who suffered insurance losses. He has been registered with Pruco Securities, LLC in Downers Grove, Illinois, … Continue reading
There are options for customers of RBC Capital Markets, LLC broker Paul Meyer (CRD# 3062534) who suffered investment losses. He has been registered with RBC Capital Markets, LLC in Minnetonka, Minnesota, since 2017. Previously, he was registered with Morgan Stanley … Continue reading
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker James Tausz (CRD# 442956) related to alternative investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Clarion, … Continue reading