Erez Law is currently investigating Apollon Wealth Management, LLC advisor Michael Brinton (CRD# 1565431) regarding stock losses. He has been an investment advisor representative with Terra Wealth Management, LLC in Nashville, Tennessee, since 2022. He has been a finder with … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Eyal Farag (CRD# 3072211) regarding stock losses. He was registered with Aegis Capital Corp. in Melville, New York, from 2014 to 2023. He was registered with the following brokerage firms: … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Shannon Roehrs (CRD# 4359877)? She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada, since 2009. Shannon Roehrs Customer Complaints She … Continue reading
Did you lose money investing with former Stifel, Nicolaus & Company, Incorporated broker Danny Davis (CRD# 853374)? He was registered with Stifel, Nicolaus & Company, Incorporated in Omaha, Nebraska, from 2009 to 2025, when he was terminated regarding, “Violation of … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Allegis Investment Services, LLC broker Heath Bowen (CRD# 4824684). He was registered with Allegis Investment Services, LLC in Idaho Falls, Idaho, from … Continue reading
There are options for clients of LPL Financial LLC broker Gregg Burrell (CRD# 1670405) who suffered investment losses due to unsuitable investment recommendations. He has been registered with LPL Financial LLC in Apple Valley, Minnesota, since 2009. Gregg Burrell Customer … Continue reading
Erez Law is currently investigating Variable Investment Associates, Inc. broker Marc Alkes (CRD# 1947125) regarding mutual fund losses. He has been registered with Variable Investment Associates, Inc. in Tea, South Dakota, since 2007. Marc Alkes Customer Complaints He has been … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Paul Barker (CRD# 1931625) regarding misappropriation. He was registered with Ameriprise Financial Services, LLC, in Irvine, California, from 2022 to 2024, and Wells Fargo Clearing Services, LLC, in Huntington … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sanctuary Advisors, LLC broker Kevin McDougall (CRD# 1848761). He has been registered with Thurston Springer Financial in Indianapolis, Indiana, since 2019, and … Continue reading
Erez Law is currently investigating former Edward Jones broker Pamela McWhorter (CRD# 1137851) related to investment losses. She has been registered with Newbridge Securities Corporation in Smithfield, Virginia, since 2024, and NJSG Corporation in Smithfield, Virginia, since 2024. He was … Continue reading