Erez Law is interested in speaking with investors who may have suffered losses due to investments with J. Alden Associates, Inc. broker Nathan Goad (CRD# 5421740). He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, and Alden Investment Group in Largo, Florida, since 2022. He was registered with Total Solutions Enterprise in Bellaire Bluffs, Florida, in 2022, Alden Capital in Belleair Bluffs, Florida, from 2021 to 2022, Cetera Investment Advisers LLC in Clearwater, Florida, from 2020 to 2021, and Cetera Investment Services LLC in Clearwater, Florida, from 2015 to 2021.
Nathan Goad Customer Complaints
He has been the subject of three customer complaints between 2024 and 2025, according to his CRD report:
September 2025. “Breach of Fiduciary duty, negligence, misrepresentation based upon the recommendation by the rep Nate Goad of private placements which occurred between March 2022 and June 2025.” The customer is seeking $3,808,192.49 in damages, and the case is currently pending. The complaint took place while he was registered with J. Alden Associates, Inc., and it was regarding direct investment losses.
May 2025. “Breach of Fiduciary duty, negligence, misrepresentation based upon the recommendation by the rep Nate Goad of private placements which occurred between October 2022 and January 2023.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint took place while he was registered with J. Alden Associates, Inc., and it was regarding direct investments.
April 2024. “Breach of Fiduciary duty, negligence, misrepresentation based upon the recommendation by the rep Nate Goad to [REDACTED] of private private placements which occurred between July 2021 and January 2023. Claimant also alleges these same claims on placement done in September 2024 after leaving rep Nate Goad and J.Alden in December of 2023.” The customer is seeking $2,200,000 in damages, and the case is currently pending. The complaint took place while he was registered with J. Alden Associates, Inc., and it was regarding direct investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J. Alden Associates, Inc. may be liable for investment or other losses suffered by Nathan Goad’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis
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