Erez Law is currently investigating former Centaurus Financial, Inc. broker Michelle Anthony (CRD# 4512228) regarding illiquid investment losses. She has been registered with Centaurus Financial, Inc. in Tucson, Arizona since 2014. Previously, she was registered with Wells Fargo Advisors, LLC in Tuscon, Arizona from 2011 to 2014, when she was terminated regarding, “concerns relating to an inaccurate document employee provided to a third party.”
Michelle Anthony Customer Complaints
She has been the subject of four customer complaints between 2010 and 2022, two of which were denied, according to her CRD report. The most recent complaint was regarding:
May 2022. “During 2020 through 2021, the customers allege that the Registered Representatives recommended illiquid investments.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding corporate debt and real estate securities and took place while she was registered with Centaurus Financial, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Michelle Anthony’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.