Former Aegis Capital Corp. broker Michael Siek (CRD# 2072767) is accused of unsuitable investment recommendations. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, New York, from 2014 to 2024.
Michael Siek Customer Complaints
He has been the subject of six customer complaints between 1995 and 2024, according to his CRD report. The most recent complaints were regarding:
December 2024. “Time frame: Unspecified. Claimants allege unsuitable investments.” The complaint was regarding stock losses, and it took place while he was registered with Aegis Capital Corp.
October 2024. “The Claimant alleges unsuitable investments.” The complaint was regarding stock losses, and it took place while he was registered with Aegis Capital Corp.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Michael Siek’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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