Erez Law is currently investigating former National Securities Corporation broker Michael McIntyre (CRD# 2839149) regarding stock losses. He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2022, and B. Riley Wealth Advisors, Inc. in Oakbrook Terrace, Illinois, since 2017. He was registered with National Securities Corporation in Oakbrook Terrace, Illinois, from 2017 to 2022, and U.S. Bancorp Investments, Inc. in Downers Grove, Illinois, from 2015 to 2017.
Michael McIntyre Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2026. “Client alleges that the registered representative recommended unsuitable investments in the client’s account(s) that were inconsistent with the client’s investment objectives and risk tolerance.” The customer is seeking $250,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Michael McIntyre’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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