Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Ginestro (CRD# 2468911)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 2020. He was registered with MML Investors Services, LLC in Los Angeles, California, from February to September 2020.
Michael Ginestro Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2025. “Claimant alleges unsuitable investment strategy, misrepresentation, omission of material facts and failure to act in their best interest from 2019 to 2023.” The customer is seeking $2,400,000 in damages, and the case is currently pending. The complaint was regarding municipal debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Michael Ginestro’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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