There are options for customers of former Geneos Wealth Management, Inc. broker Mark Horstmann (CRD# 4079505) who is alleged to engage in unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. Gladstone, Missouri since 2021. Previously, he was registered with Geneos Wealth Management, Inc. in Gladstone, Missouri from 2013 to 2021.
Mark Horstmann Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2022. “Client alleges an unsuitable investment recommendation in 2015 and other causes of action” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding real estate investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Geneos Wealth Management, Inc. may be liable for investment or other losses suffered by Mark Horstmann’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.