Were you the victim of Ocean Financial Services, LLC broker Maria Calcena (CRD# 6348974) who is alleged to recommend her clients invest in Northstar Financial Services (Bermuda) Ltd.? Calcena has been registered with Infinex Investments, Inc. in Palm Beach, Florida since 2020. Previously, Calcena was registered with Ocean Financial Services, LLC in Miami, Florida from 2014 to 2020.
Calcena has been the subject of one customer complaint, according to her CRD report:
April 2020. “Customer alleges negligence, breach of fiduciary duty and violation of Florida’s Investor Protection Act.” The customer is seeking $245,000 in damages and the case is currently pending. The complaint took place while Calcena was registered with Ocean Financial Services, LLC and is regarding an offshore investment product.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ocean Financial Services, LLC may be liable for investment or other losses suffered by Calcena’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.