Erez Law is currently investigating Variable Investment Associates, Inc. broker Marc Alkes (CRD# 1947125) regarding mutual fund losses. He has been registered with Variable Investment Associates, Inc. in Tea, South Dakota, since 2007.
Marc Alkes Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2023. “Client purchased 2 mutual funds and market went down and he cashed them out at a loss.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Variable Investment Associates, Inc. may be liable for investment or other losses suffered by Marc Alkes’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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