Options for Clients of J.W. Cole Financial, Inc. Broker Malcolm McKay

J.W. Cole Financial

Erez Law is currently investigating J.W. Cole Financial, Inc. broker Malcolm McKay (CRD# 2605922) regarding real estate investment losses. He has been registered with J.W. Cole Financial, Inc. in Lakewood Ranch, Florida since 2010.

In 1995, he was sanctioned to 12 months of probation following findings that he failed to disclose a misdemeanor check fraud charge that was transferred to a felony case. 

Malcolm McKay Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

November 2021. “Clients allege REITs purchased were unsuitable.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding real estate securities.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.W. Cole Financial, Inc. may be liable for investment or other losses suffered by Malcolm McKay’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.