Were You a Victim of MML Investors Services, LLC Broker Laurie Aromando?

MML Investors Services LLC

Erez Law is currently investigating MML Investors Services, LLC broker Laurie Aromando (CRD# 2705260) regarding variable annuity investment losses. She has been registered with MML Investors Services, LLC in Brick, New Jersey since 2017. 

Laurie Aromando Customer Complaints

She has been the subject of one customer complaint, according to her CRD report:

April 2022. “The complainant alleges that in 2021, when looking for an investment to roll his retirement funds into that would allow him to defer the tax liability, the rep recommended a Roth annuity fund, which the complainant alleges the rep told him would provide tax deferral for this rollover. The complainant states that he has since learned that the taxes aren’t deferred and that he now has a sizable tax liability, which has created a large financial burden for him.” The customer is seeking $113,195 in damages and the case is currently pending. The complaint was regarding variable annuity investment losses and took place while she was registered with 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, MML Investors Services, LLC may be liable for investment or other losses suffered by Laurie Aromando’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.