Did you lose money investing with former LPL Financial LLC broker Larry Ware (CRD# 3053841) regarding structured products?
He has been registered with Cetera Wealth Services, LLC in Graham, North Carolina, since 2025. He was registered with Avantax Advisory Services in Graham, North Carolina, from 2022 to 2025, LPL Financial LLC in Graham, North Carolina, from 2012 to 2022, IFG Advisory, LLC in Graham, North Carolina, from 2025 to 2022, and LPL Financial LLC in Graham, North Carolina, from 2012 to 2016. He was registered with Suntrust Investment Services, Inc. in Burlington, North Carolina, from 2005 to 2011, when he was terminated regarding, “Altered client signed disclosure form to add rate information.”
Larry Ware Customer Complaints
He has been the subject of two customer complaints between 2023 and 2024, according to his CRD report:
June 2024. “Customer alleged their investments were not suitable.” The case was settled for $200,000. The complaint was regarding structured products, and it took place while he was registered with LPL Financial LLC.
April 2023. “Customer alleges representative recommended investments in structured products which were not suitable for customer’s risk tolerance. Activity period August 2021 to May 2022.” The customer sought $5,000 in damages, and the case was settled for $250,000. The case was settled for $200,000. The complaint was regarding structured products, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Larry Ware’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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