Were you the victim of Ameriprise Financial Services, LLC broker Larry Nelson (CRD# 2275834)? He has been registered with Ameriprise Financial Services, LLC in Salinas, California, since 1992.
Larry Nelson Customer Complaints
He has been the subject of two customer complaints between 2003 and 2026, according to his CRD report:
August 2026. “The clients alleged the advisor engaged in regulation best interest violations, fiduciary breaches, unauthorized trading, and predatory sales practices regarding his management of their investment portfolio from 2015 through 2026.” The customer is seeking $1,881,039.19 in damages, and the case is currently pending. The complaint was regarding fixed and variable annuities, insurance, mutual funds, and exchange-traded funds (ETFs).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Larry Nelson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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