Did you suffer investment losses due to recommendations by Kalos Capital, Inc. broker Kristian Finrock (CRD# 5421676)? Finrock has been registered with Kalos Capital, Inc. in Evansville, Wisconsin since 2012.
Finrock has been the subject of one customer complaint, according to his CRD report:
January 2020. “Unsuitable investments.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Kalos Capital, Inc. may be liable for investment or other losses suffered by Finrock’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.