Bridgeway Wealth Partners, LLC broker Kevin Ross (CRD# 2290136) is accused of corporate debt losses. He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2024, and Cardea Capital Advisors, LLC in Alpharetta, Georgia, since 2024. He was registered with Cape Securities Inc. in McDonough, Georgia, from 2023 to 2024, Cape Investment Advisory, Inc. in Bala Cynwyd, Pennsylvania, from 2023 to 2024, Bridgeway Wealth Partners, LLC in New York, New York, from 2020 to 2023, Saxony Securities, Inc. in Bala Cynwyd, Pennsylvania, from 2020 to 2021, and Equitable Advisors, LLC in Bala Cynwyd, Pennsylvania, from 2015 to 2020.
In December 2011, FINRA sanctioned him to pay a $7,500 civil and administrative penalty and fine following allegations that he “recommended and sold limited partnership interests totaling approximately $4 million to 20 investors in offerings conducted by two limited partnerships pursuant to the registration safe harbor provided by Regulation D of the Securities Act of 1933.
Kevin Ross Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2025. “Allegations of Breach of Contract, Suitability, Breach of Fiduciary Duty, Misrepresentation, and Negligence.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding corporate debt losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Bridgeway Wealth Partners, LLC may be liable for investment or other losses suffered by Kevin Ross’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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