Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sanctuary Advisors, LLC broker Kevin McDougall (CRD# 1848761). He has been registered with Thurston Springer Financial in Indianapolis, Indiana, since 2019, and Thurston Springer Advisors in Indianapolis, Indiana, since 2020. He was registered with David A. Noyes & Company in Indianapolis, Indiana, from 2015 to 2019, and Sanctuary Advisors, LLC in Indianapolis, Indiana, from 2015 to 2019.
Kevin McDougall Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2025. “Breached the terms and conditions and its agreements with clients. Violates federal and state securities statutes. Violation of fiduciary duties. Is liable for the intentional and negligible misrepresentation of material facts.” The case is currently pending. The complaint was regarding privately traded real estate investment trusts (REITs).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Sanctuary Advisors, LLC may be liable for investment or other losses suffered by Kevin McDougall’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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