Former LPL Financial LLC Broker Kevin McCoy Investment Loss Options

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Former LPL Financial LLC broker Kevin McCoy (CRD# 4557189) faces customer complaints regarding unsuitable investment recommendations. Kevin McCoy has been registered with Cetera Investment Services LLC in The Woodlands, Texas since 2019. Previously, Kevin McCoy was registered with LPL Financial LLC in Houston, Texas from 2016 to 2019 and previously with Bbva Securities Inc. in San Marcos, Texas from 2013 to 2016.

Kevin McCoy Customer Complaints

Kevin McCoy has been the subject of five customer complaints between 2019 and 2021, four of which were denied, according to his CRD report:

October 2021. “Customer alleges unsuitable investment.” The case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Kevin McCoy’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.