Did you lose money investing with Morgan Stanley broker Kevin Birkner (CRD# 5831301)? He has been registered with Morgan Stanley in Shrewsbury, New Jersey, since 2020. He was registered with UBS Financial Services Inc. in Houston, Texas, from 2014 to 2020.
Kevin Birkner Customer Complaints
He has been the subject of two customer complaints between 2017 and 2026, one of which was closed without action, according to his CRD report:
April 2026. “Claimant alleged, inter alia, misrepresentation with respect to investment recommendations- 2024 to 2025.” The customer is seeking $1,439,541 in damages, and the case is currently pending. The complaint was regarding options losses. The complaint took place while he was registered with Morgan Stanley.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Kevin Birkner’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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