There are options for clients UBS Financial Services Inc. broker Kenneth Angelo (CRD# 1373178), who suffered losses in municipal bonds. He has been registered with UBS Financial Services Inc. in Paramus, New Jersey, since 2009.
Kenneth Angelo Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2025. “Allegations as stated by Claimant: Time frame: Unspecified Allegations: Claimant alleges unsuitable investment advice, heavy concentration in municipal bonds, and recommended margin loan.” The case is currently pending. The complaint was regarding municipal bonds.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Kenneth Angelo’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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