Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Joshua Cox (CRD# 6137037) regarding options losses. He has been registered with Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. in Centennial, Colorado, since 2024.
He was previously registered with LPL Financial LLC in Greenwood Village, Colorado, from 2021 to 2024, when he was terminated regarding, “Attempted to resolve client grievance outside of approved Firm channels. 4/11/2024.”
Joshua Cox Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2024. “Customer alleges unsuitable investments.” The customer sought $80,000 in damages, and the case was settled for $110,000. The complaint was regarding options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Joshua Cox’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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