Erez Law is currently investigating former First Allied Securities, Inc. broker Joseph Cason (CRD# 2455720) regarding real estate losses. He has been registered with Triad Advisors LLC in Brunswick, Georgia since 2016. Previously, he was registered with First Allied Securities, Inc. in Brunswick, Georgia from 2013 to 2016.
Joseph Cason Customer Complaints
He has been the subject of three customer complaints between 2011 and 2021, one of which was closed without action, according to his CRD report:
December 2021. “Claimant alleges their aunt’s financial advisors recommended investments that were unsuitable. Claimant generally alleges unsuitability, breach of contract, breach of duty, and negligence.” The customer is seeking $236,085 in damages and the case is currently pending. The complaint was regarding real estate security losses and took place while he was registered with First Allied Securities, Inc.
December 2021. “Claimants allege their financial advisor recommended unsuitable investments.” The customer is seeking $100,001 in damages and the case is currently pending. The complaint was regarding real estate investment trust (REIT) losses and took place while he was registered with First Allied Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, First Allied Securities, Inc. may be liable for investment or other losses suffered by Joseph Cason’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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