Former Thrivent Investment Management Inc. broker Jonathan Hendrickson (CRD# 4683563) accused of variable annuity investment losses. He has been registered with Thrivent Investment Management Inc. in Northborough, Massachusetts from 2004 to 2022.
Jonathan Hendrickson Customer Complaints
He has been the subject of four customer complaints between 2013 and 2020, one of which was closed without action, according to his CRD report:
March 2020. “Customer alleged representative failed to follow instructions in February 2020 to redeem sub-accounts in variable annuity timely, which resulted in market losses.” The customer sought $26,000 in damages and the case was settled for $18,946.87. The complaint took place while he was registered with Thrivent Investment Management Inc.
September 2019. “Customer alleged the RR misrepresented the features of the VUL contract when she purchased the contract in December 2017.” The customer sought $123,293.36 in damages and the case was settled for $50,043.90. The complaint took place while he was registered with Thrivent Investment Management Inc.
February 2019. “Customer alleged RR misrepresented the tax considerations regarding premium payments for the VUL purchased in December 2014.” The customer sought $173,644.67 in damages and was granted $491,500 in damages. The complaint took place while he was registered with Thrivent Investment Management Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Thrivent Investment Management Inc. may be liable for investment or other losses suffered by Jonathan Hendrickson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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