Attention Former Aegis Capital Corp. Broker Jon Lee Customers Who Lost Money

Aegis Capital Corp

Erez Law is currently investigating former Aegis Capital Corp. broker Jon Lee (CRD# 2354294) regarding alternative investment losses. He has been registered with AAG Capital, Inc. in Sarasota, Florida, from June to September 2022. Previously, he was registered with Aegis Capital Corp. in Sarasota, Florida, from 2015 to 2022.

Jon Lee Customer Complaints

He has been the subject of three customer complaints between 2001 and 2022, one of which was denied, according to his CRD report. The most recent complaint was regarding: 

June 2022. “Time frame; April 2016 – Present. Claimant Alleges Fraud, Breach of Contract, Breach of Fiduciary Duty, Negligence Claimant alleges that she was missold investments by Aegis.” The customer is seeking $650,000 in damages, and the case is currently pending. The complaint was regarding alternative investment losses. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Jon Lee’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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