Energy Sector Losses Due to Recommendations By Former Lincoln Financial Advisors Corporation Broker John Ulwick

Lincoln Financial Advisors Corporation

Were you the victim of former Lincoln Financial Advisors Corporation broker John Ulwick (CRD# 1758865) who is accused of energy sector losses? He has been registered with LPL Financial LLC in Waltham, Massachusetts since 2016. Previously, he was registered with Lincoln Financial Advisors Corporation in Waltham, Massachusetts from 2008 to 2016.

John Ulwick Customer Complaints

He has been the subject of two customer complaints between 2015 and 2022, one of which was denied, according to his CRD report:

April 2022. “Claimant alleges the RR recommended an unsuitable Oil & Gas investment.” The case is currently pending. The complaint took place while he was registered with Lincoln Financial Advisors Corporation.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Lincoln Financial Advisors Corporation may be liable for investment or other losses suffered by John Ulwick’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

"*" indicates required fields

Please do not include any confidential or sensitive information in this form. Submitting this form does not create an attorney-client relationship.