There are options for clients of Axiom Capital Management, Inc. broker John Lemak (CRD# 845891) who suffered investment losses. He has been registered with Axiom Capital Management, Inc. in New York, New York, since 2015, and Sandor Advisors, LLC in Dallas, Texas, since 2002.
John Lemak Customer Complaints
He has been the subject of two customer complaints between 2021 and 2024, according to his CRD report:
July 2024. “Breach of fiduciary duty, violations of securities laws and FINRA rules, professional negligence.” The customer is seeking $475,000 in damages, and the case is currently pending. The complaint was regarding private placement losses, and it took place while he was registered with Axiom Capital Management, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Axiom Capital Management, Inc. may be liable for investment or other losses suffered by John Lemak’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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