Investigation of Former Raymond James & Associates, Inc. Broker Jeremy Strickler

Raymond James & Associates Inc.

Were you the victim of former Raymond James & Associates, Inc. broker Jeremy Strickler (CRD# 3075697)? He was registered with Wells Fargo Advisors Financial Network, LLC in Greenville, South Carolina, from 2015 to 2021, and with Raymond James & Associates, Inc. in Greenville, South Carolina, from 2000 to 2015.

Jeremy Strickler Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

October 2023. “Claimants allege respondents failed to disclose material information, including conflicts of interest, about a specific investment that allegedly rendered the investment illiquid, risky, and unsuitable.” The customer is seeking $1,115,000 in damages, and the case is currently pending. The case was regarding master limited partnerships, and it took place while he was registered with Raymond James & Associates, Inc.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James & Associates, Inc. may be liable for investment or other losses suffered by Jeremy Strickler’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.