International Assets Advisory, LLC broker Jeffrey Winn (CRD# 2375998) was accused of negligence resulting in investment losses. He has been registered with International Assets Advisory, LLC in Orlando, Florida, since 2002.
Jeffrey Winn Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2022. “Fraudulent inducement, breach of fiduciary duty, negligence surrounding an account conversion due to a change in clearing firms in 2008-2022.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, International Assets Advisory, LLC may be liable for investment or other losses suffered by Jeffrey Winn’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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