Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Jeffrey Anderson (CRD# 2027908) regarding municipal debt investment losses. Anderson has been registered with Stifel, Nicolaus & Company, Incorporated in Johnson City, Tennessee since 2012.
Anderson has been the subject of three customer complaints between 2006 and 2021, one of which was denied, according to his CRD report. The most recent complaint is regarding:
January 2021. “Claimant alleges suitability, fiduciary breach, negligence.” The customer is seeking $230,000 in damages and the case is currently pending. The complaint is regarding municipal debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stifel, Nicolaus & Company, Incorporated may be liable for investment or other losses suffered by Anderson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.