There are options for clients of Morgan Stanley broker Jean-Pierre Gobic (CRD# 4380699) regarding private securities losses. He has been registered with Morgan Stanley in Sarasota, Florida, since 2010.
Jean-Pierre Gobic Customer Complaints
He has been the subject of three customer complaints between 2008 and 2024, according to his CRD report:
November 2024. “Claimants alleges violations of Reg BI and Misrepresentation with respect to alternative investment strategy – 2021 to 2023.” The case is currently pending. The complaint was regarding private securities losses, and it took place while he was registered with Morgan Stanley.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Jean-Pierre Gobic’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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