There are options for customers of Lek Securities Corporation broker Jay Weiniger (CRD# 2368788) who suffered investment losses. Weiniger has been registered with Lek Securities Corporation in New York, New York since 2016.
Weiniger has been the subject of one customer complaint, according to his CRD report:
June 2020. “David Weiniger was named as a respondent in an arbitration against Lek Securities Corp and its employees alleging possible violations of several FINRA rules by the Firm including Rule 2010, 5310, 2150, 3110 from October 2018 to April 2019.” The customer is seeking $2,804,880.05 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Lek Securities Corporation may be liable for investment or other losses suffered by Weiniger’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.