Can you recover losses due to recommendations by Morgan Stanley broker James Garrity (CRD# 2005714)? He has been registered with Morgan Stanley in Salt Lake City, Utah, since 2015. He was registered with Credit Suisse Securities (USA) LLC in Washington, D.C., from 2003 to 2015.
James Garrity Customer Complaints
He has been the subject of two customer complaints between 1999 and 2025, according to his CRD report. The most recent complaint was regarding:
August 2025. “Claimant alleges, inter alia, misrepresentation with respect to covered call option strategy – 2023-to 2025.” The case is currently pending. The complaint is regarding options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by James Garrity’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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